Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexis De Rosnay

    IRN AMD01063

    • CF1 Director (17 Nov 2011 to 21 Mar 2012)
    • CF30 Customer (27 Aug 2009 to 21 Mar 2012)
  • Alfonso Torres

    IRN AXT00673

    • [FCA CF] Client dealing (since 20 May 2024)
  • Ali Abbas Punjani

    IRN AAP01077

    • CF30 Customer (17 Sep 2013 to 27 Apr 2017)
  • Ali Edward Wambold

    IRN AEW01025

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 21 Dec 2005)
    • CF2 Non Executive Director (31 Jul 2002 to 5 Nov 2002)
  • Alice Bolognini

    IRN AXB76223

    • [FCA CF] Client dealing (since 10 Feb 2026)
  • Alice Walker

    IRN ALW01083

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Oct 2015 to 9 Apr 2019)
  • Alisa Kemi

    IRN AXK02439

    • CF30 Customer (27 Nov 2014 to 5 Apr 2017)
  • Alistair Donald Vaughan Thompson

    IRN ADT01046

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 21 Mar 2003)
  • Alyssa Vogt

    IRN AXV00075

    • [FCA CF] Client dealing (19 Apr 2021 to 3 Oct 2022)
  • Aman Panaech

    IRN AXP02180

    • CF30 Customer (25 Mar 2013 to 30 Nov 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.