Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Brooke

    IRN JXB00831

    • [FCA CF] Client dealing (26 Jul 2021 to 31 May 2023)
  • John Carmichael Orr

    IRN JCO01011

    • CF21 Investment Adviser (3 May 2002 to 3 May 2002)
    • CF2 Non Executive Director (1 Dec 2001 to 3 May 2002)
  • John Charles Shakeshaft

    IRN JCS01058

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 15 Oct 2002)
    • CF1 Director (31 Jul 2002 to 15 Oct 2002)
  • John Dale Raine

    IRN JDR01100

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Jan 2016 to 8 Dec 2019)
  • John David Elston

    IRN JDE01019

    • CF21 Investment Adviser (12 Jan 2004 to 29 Dec 2004)
  • John Edmund Coughlan Dilger

    IRN JED01071

    • CF30 Customer (1 Nov 2007 to 14 May 2012)
    • CF23 Corporate Finance Adviser (24 Sep 2003 to 31 Oct 2007)
  • John Francis Coulson

    IRN JFC01045

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
  • John James Forbes

    IRN JJF01030

    • [FCA CF] Client dealing (since 1 Dec 2020)
  • John Malhotra

    IRN JDM01129

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF23 Corporate Finance Adviser (18 Aug 2006 to 31 Oct 2007)
  • John Maxwell Ashby Wilford

    IRN JMW01136

    • CF1 Director (31 Jul 2002 to 5 Nov 2002)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 15 Nov 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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