Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Dureau

    IRN JXD02534

    • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
    • CF30 Customer (2 Nov 2017 to 8 Dec 2019)
  • James Foord

    IRN JXF00207

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2022)
  • James Frederick Card

    IRN JFC01044

    • CF21 Investment Adviser (25 Feb 2005 to 6 May 2005)
  • James George Clavell Wilson

    IRN JGW01043

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Mar 2004)
  • James Hay

    IRN JXH12840

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2025)
    • CF30 Customer (26 Mar 2019 to 8 Dec 2019)
  • James Head

    IRN JXH00858

    • [FCA CF] Client dealing (21 Mar 2022 to 26 Sep 2022)
  • James Huelin

    IRN JXH02503

    • [FCA CF] Client dealing (9 Dec 2019 to 24 May 2021)
    • CF30 Customer (22 Oct 2013 to 8 Dec 2019)
  • James John Wright

    IRN JJW01136

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2023)
    • CF30 Customer (19 Dec 2017 to 8 Dec 2019)
  • James Kenneth Emil Hooper

    IRN JKH01074

    • CF30 Customer (17 Sep 2013 to 28 Mar 2019)
  • James MacDonald

    IRN JXM03229

    • CF30 Customer (13 May 2014 to 8 Jun 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.