Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jacqueline Briscoe

    IRN JXT01182

    • CF21 Investment Adviser (12 Jan 2004 to 20 Feb 2004)
  • Jacques Drouin

    IRN JXD01373

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
    • CF1 Director (31 Jul 2002 to 5 Nov 2002)
  • Jake Cramp

    IRN JXC03138

    • CF30 Customer (27 Jan 2017 to 2 Jan 2018)
  • Jake Donald

    IRN JXD09280

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2022)
    • CF30 Customer (11 Dec 2018 to 8 Dec 2019)
  • Jake Swift

    IRN JXS04299

    • [FCA CF] Client dealing (since 9 Oct 2025)
  • James Caven

    IRN JXC10134

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2021)
    • CF30 Customer (10 Jan 2019 to 8 Dec 2019)
  • James Cliffe

    IRN JXC03001

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Nov 2015 to 8 Dec 2019)
  • James Daniel Jacobs

    IRN JDJ01025

    • [FCA CF] Material risk taker (since 4 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Jan 2010 to 8 Dec 2019)
  • James Dargan

    IRN JXD02499

    • CF30 Customer (6 Mar 2017 to 20 Apr 2018)
  • James Driver

    IRN JXD00313

    • [FCA CF] Client dealing (20 Jul 2020 to 11 Feb 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.