Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Baxter

    IRN GXB02343

    • CF30 Customer (22 May 2018 to 10 May 2019)
  • George Chedid

    IRN GXC10776

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
    • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
  • George Foster

    IRN GXF00079

    • [FCA CF] Client dealing (20 Jul 2020 to 4 May 2021)
  • George Hailstone

    IRN GXH00164

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • George Mennem

    IRN GXM00238

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • George Potter

    IRN GDP01031

    • CF30 Customer (1 Nov 2007 to 9 May 2011)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
  • George Russell Hartley

    IRN GRH01055

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 12 Apr 2006)
  • Geraldine Poindron

    IRN GMP01082

    • CF30 Customer (5 Jan 2012 to 15 Mar 2013)
  • Gerardo Braggiotti

    IRN GXB01315

    • CF21 Investment Adviser (1 Oct 2003 to 19 Jul 2005)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 19 Jul 2005)
    • CF1 Director (31 Jul 2002 to 5 Nov 2002)
  • Gerrard Hugo Veerman

    IRN GHA01018

    • CF11 Money Laundering Reporting (17 Jun 2013 to 29 Oct 2018)
    • CF10 Compliance Oversight (17 Jun 2013 to 29 Oct 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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