Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Constantijn Johannes Henricus Martens

    IRN CJM01191

    • CF30 Customer (23 Sep 2009 to 2 Nov 2012)
  • Craig Jordan Hassall

    IRN CJH01410

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
  • Craig Wyllie

    IRN CXW01641

    • CF30 Customer (6 Mar 2012 to 19 Oct 2012)
  • Cristiano Vinattieri

    IRN CXV00024

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Cyrille, Edouard Cotte

    IRN CEC01077

    • [FCA CF] Client dealing (since 7 Oct 2025)
  • Cyrus Kapadia

    IRN CXK01055

    • [FCA CF] Material risk taker (since 4 Jan 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (30 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (30 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
  • Damilola Alade

    IRN DXA00267

    • [FCA CF] Client dealing (since 18 Jul 2022)
  • Dan Adler

    IRN DXA08125

    • CF30 Customer (9 Nov 2018 to 31 Oct 2019)
  • Daniel Aidan Muldoon

    IRN DAM01214

    • CF30 Customer (9 Jul 2013 to 4 Jan 2019)
  • Daniel Bessant

    IRN DXB02002

    • CF30 Customer (29 Apr 2009 to 11 Sep 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.