Law Society (NI) Financial Advice Limited

Companies House
NI023143
Last scraped
21 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42-44 Rosemary Street
    Belfast
    County Antrim
    BT1 1QE
    UNITED KINGDOM
    Phone
    +442890230696
    Web
    https://www.lsnifa.com

  • Complaints Contact

    Succession Wealth Ltd
    The Apex
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen David Willis

    IRN SXW00483

    • (87)SMF3 Executive Director (12 Mar 2025 to 1 May 2026)
  • Susan Marie Puddephatt

    IRN SMP01107

    • (81)SMF3 Executive Director (12 Mar 2025 to 31 Mar 2026)
  • Thomas William Rigby

    IRN TXR09992

    • (86)SMF17 Money Laundering Reporting Officer (MLRO) (15 Aug 2025 to 1 May 2026)
  • Timothy Peter Crew

    IRN TPC01046

    • (83)SMF3 Executive Director (9 Dec 2019 to 1 Jul 2025)
    • (82)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Aug 2025)
    • (84)CF11 Money Laundering Reporting (7 Oct 2015 to 8 Dec 2019)
    • (85)CF1 Director (7 Oct 2015 to 8 Dec 2019)
  • William Trevor Davis

    IRN WTD00002

    • (11)CF10a CASS Oversight function (1 Oct 2011 to 24 Jan 2014)
    • (8)CF30 Customer (1 Nov 2007 to 24 Jan 2014)
    • (10)CF11 Money Laundering Reporting (1 Dec 2001 to 24 Jan 2014)
    • (12)CF10 Compliance Oversight (1 Dec 2001 to 24 Jan 2014)
    • (9)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • patrick rory mcshane

    IRN PRM01173

    • (75)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Mar 2021)
    • (74)CF2 Non Executive Director (16 Apr 2015 to 8 Dec 2019)
  • richard palmer

    IRN RXP01910

    • (29)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Mar 2021)
    • (28)CF2 Non Executive Director (16 Apr 2015 to 8 Dec 2019)
  • samuel michael robinson

    IRN SMR01178

    • (6)CF2 Non Executive Director (16 Apr 2015 to 1 May 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (45)CF30 Customer

  2. controlled function added: (44)SMF1 Chief Executive

  3. controlled function added: (43)SMF3 Executive Director

  4. controlled function added: (42)SMF16 Compliance Oversight

  5. controlled function added: (41)Responsible for Insurance Mediation

  6. controlled function added: (40)Responsible for Insurance Distribution

  7. controlled function added: (39)Responsibility for MCD Intermediation

  8. controlled function added: (38)[FCA CF] Functions requiring qualifications

  9. controlled function added: (37)[FCA CF] Client dealing

  10. controlled function added: (36)CF30 Customer

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