William Trevor Davis

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Law Society (NI) Financial Advice Limited (no longer approved here)

    FRN 141726

    • (11)CF10a CASS Oversight function (1 Oct 2011 to 24 Jan 2014)
    • (8)CF30 Customer (1 Nov 2007 to 24 Jan 2014)
    • (10)CF11 Money Laundering Reporting (1 Dec 2001 to 24 Jan 2014)
    • (12)CF10 Compliance Oversight (1 Dec 2001 to 24 Jan 2014)
    • (9)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (8)CF30 Customer at Law Society (NI) Financial Advice Limited

  2. controlled function added: (9)CF21 Investment Adviser at Law Society (NI) Financial Advice Limited

  3. controlled function added: (10)CF11 Money Laundering Reporting at Law Society (NI) Financial Advice Limited

  4. controlled function added: (11)CF10a CASS Oversight function at Law Society (NI) Financial Advice Limited

  5. controlled function added: (12)CF10 Compliance Oversight at Law Society (NI) Financial Advice Limited