Laven Advisors LLP

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FRN: 447282
Date authorised: 1 April 2013
Companies House: OC312558
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Laven Partners Ltd

11 Old Jewry

London

City Of London

EC2R 8DU

UNITED KINGDOM

Phone

+4402078380010

Web

https://www.lavenpartners.com
Complaints Contact

Laven Partners Ltd

11 Old Jewry

London

City Of London

EC2R 8DU

UNITED KINGDOM

Phone

+4402078380010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David John Rhodes
IRN DJR01115
- CF4 Partner (AR) (3 Feb 2012 to 5 Dec 2013)
- CF30 Customer (3 Feb 2012 to 5 Dec 2013)
David Joseph Delfassy
IRN DXD14469
- CF30 Customer (1 May 2019 to 19 Oct 2020)
David Ronald James Walter
IRN DRW01087
- CF30 Customer (since 27 Mar 2023)
Dean Jones
IRN DXJ00259
- CF30 Customer (since 3 Feb 2023)
- CF1 Director (AR) (since 3 Feb 2023)
Deepak Kumar Jassal
IRN DLJ01046
- CF1 Director (AR) (3 Aug 2019 to 3 Feb 2022)
- CF30 Customer (3 Aug 2019 to 3 Feb 2022)
Deniz Akgul
IRN DXA01190
- CF30 Customer (since 12 Sep 2025)
- CF1 Director (AR) (since 12 Sep 2025)
Desiderio Go Co
IRN DGC01088
- CF30 Customer (since 4 Mar 2016)
- CF1 Director (AR) (since 4 Mar 2016)
Desmond Michael Monteith
IRN DMM01098
- CF1 Director (AR) (16 Nov 2015 to 11 Sep 2017)
- CF30 Customer (16 Nov 2015 to 11 Sep 2017)
Dominic Anthony Charles Perks
IRN DAP01202
- CF30 Customer (since 21 Aug 2024)
- CF1 Director (AR) (since 21 Aug 2024)
- [FCA CF] Client dealing (since 26 Jun 2024)
Dominik Jan Adamus
IRN DXA17405
- CF30 Customer (19 Jul 2019 to 23 Sep 2019)
- CF1 Director (AR) (19 Jul 2019 to 17 Jul 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Avonhurst Capital Services LLP (no longer appointed)
FRN 914324 · Appointed 30 Sep 2019 · Until 13 Feb 2023
Nathalie Rushe (no longer appointed)
FRN 913893 · Appointed 20 Sep 2019 · Until 2 Jul 2024
Arcap Ltd (no longer appointed)
FRN 912521 · Appointed 21 Aug 2019 · Until 2 Apr 2020 · Tied agent
01 Capital Limited (no longer appointed)
FRN 911837 · Appointed 31 Jul 2019 · Until 4 Feb 2022 · Tied agent
Transmission Investment Financial Management Limited (no longer appointed)
FRN 846001 · Appointed 17 Jul 2019 · Until 22 Jul 2020 · Tied agent
BlueBox Asset Management UK Limited (no longer appointed)
FRN 815665 · Appointed 5 Jun 2019 · Until 31 Aug 2022 · Tied agent
83 North UK LLP (no longer appointed)
FRN 841651 · Appointed 9 May 2019 · Until 20 Jan 2022
Campfire Asset Management Limited (no longer appointed)
FRN 801068 · Appointed 15 Mar 2019 · Until 5 Mar 2021 · Tied agent
East West Global Capital Limited (no longer appointed)
FRN 781693 · Appointed 14 Jan 2019 · Until 17 Mar 2020 · Tied agent
Virthos Partners (UK) Limited (no longer appointed)
FRN 827734 · Appointed 4 Dec 2018 · Until 31 Jul 2020 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.