Dominic Anthony Charles Perks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Laven Advisors LLP
FRN 447282
- CF1 Director (AR) (since 21 Aug 2024)
- CF30 Customer (since 21 Aug 2024)
- [FCA CF] Client dealing (since 26 Jun 2024)
Lexham Advisory Ltd
FRN 1013471
- (3)Employed By (since 21 Aug 2024)
Alternatives St James LLP (no longer approved here)
FRN 430914
- CF4 Partner (AR) (26 Aug 2022 to 18 Apr 2023)
Salica Investments Advisory LLP (no longer approved here)
FRN 791891
- (7)Employed By (8 Jan 2018 to 18 Apr 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.