Laven Advisors LLP

Date authorised
1 April 2013
Companies House
OC312558
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Laven Partners Ltd
    11 Old Jewry
    London
    City Of London
    EC2R 8DU
    UNITED KINGDOM
    Phone
    +4402078380010
    Web
    https://www.lavenpartners.com

  • Complaints Contact

    Laven Partners Ltd
    11 Old Jewry
    London
    City Of London
    EC2R 8DU
    UNITED KINGDOM
    Phone
    +4402078380010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Henry Balfour

    IRN RXB24870

    • CF30 Customer (27 Nov 2019 to 10 Sep 2021)
  • Robert Jack

    IRN RXJ18151

    • CF30 Customer (since 3 Aug 2019)
    • CF1 Director (AR) (since 3 Aug 2019)
  • Rory James Hamilton-Brown

    IRN RXH11873

    • CF30 Customer (25 Feb 2019 to 4 Mar 2020)
  • Rosanna Frances Elizabeth Guest

    IRN RXG00466

    • CF1 Director (AR) (28 Jun 2024 to 13 Mar 2025)
  • Rune Bentien

    IRN RXB00625

    • [FCA CF] Material risk taker (since 7 Apr 2025)
    • [FCA CF] Client dealing (since 7 Apr 2025)
    • CF1 Director (AR) (since 9 Dec 2024)
    • CF30 Customer (since 9 Dec 2024)
  • Rupert Anthony Samuel Montagu

    IRN RAM01286

    • CF1 Director (AR) (24 Feb 2015 to 1 Nov 2017)
    • CF30 Customer (24 Feb 2015 to 1 Nov 2017)
  • Rupert de Borchgrave d'Altena

    IRN RCD01062

    • CF30 Customer (23 Jan 2020 to 31 Aug 2022)
  • Ruwantha VIDANAARACHCHI

    IRN RXV77345

    • CF1 Director (AR) (4 May 2020 to 13 Sep 2024)
    • CF30 Customer (4 May 2020 to 13 Sep 2024)
  • Saad Aouad

    IRN SXA01629

    • CF30 Customer (2 Nov 2012 to 28 Feb 2013)
  • Sagar Raj Chopra

    IRN SXC00682

    • [FCA CF] Material risk taker (since 31 Jan 2023)
    • [FCA CF] Client dealing (since 31 Jan 2023)
    • CF1 Director (AR) (since 23 Dec 2021)
    • CF30 Customer (since 23 Dec 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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