Laven Advisors LLP

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FRN: 447282
Date authorised: 1 April 2013
Companies House: OC312558
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Laven Partners Ltd

11 Old Jewry

London

City Of London

EC2R 8DU

UNITED KINGDOM

Phone

+4402078380010

Web

https://www.lavenpartners.com
Complaints Contact

Laven Partners Ltd

11 Old Jewry

London

City Of London

EC2R 8DU

UNITED KINGDOM

Phone

+4402078380010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Sonia Romeu Cantero
IRN SXR01629
- CF22 Investment Adviser (Trainee) (16 Apr 2007 to 25 Jun 2007)
Spiros Skordos
IRN SXS01328
- CF30 Customer (20 Sep 2017 to 28 Feb 2019)
- CF4 Partner (AR) (21 Mar 2017 to 28 Feb 2019)
Stavros Pavlidis
IRN SXP01292
- CF30 Customer (12 Sep 2017 to 28 Feb 2019)
Stavros Siokos
IRN SXS01370
- CF4 Partner (AR) (22 Mar 2017 to 28 Feb 2019)
- CF30 Customer (22 Mar 2017 to 28 Feb 2019)
Stephan Apel
IRN SXA01522
- CF30 Customer (29 Apr 2021 to 25 Oct 2022)
- CF1 Director (AR) (29 Apr 2021 to 25 Oct 2022)
Stephen Arthur William Hudson
IRN SAH01241
- CF30 Customer (5 Dec 2022 to 21 Dec 2023)
- CF1 Director (AR) (21 Sep 2020 to 21 Dec 2023)
Steven James O'Hanlon
IRN SJO01058
- CF1 Director (AR) (since 24 Jan 2020)
- CF30 Customer (since 24 Jan 2020)
Steven Paul Smith
IRN SPS01066
- CF30 Customer (1 Feb 2012 to 5 Dec 2013)
- CF4 Partner (AR) (1 Feb 2012 to 5 Dec 2013)
Stewart Gavin Bruce Tanner
IRN SXT18149
- CF1 Director (AR) (since 6 Aug 2019)
- CF30 Customer (since 6 Aug 2019)
Stuart Alan Gordon
IRN SAG01039
- CF1 Director (AR) (24 Jun 2016 to 22 Dec 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Finiva UK Limited (no longer appointed)
FRN 756765 · Appointed 25 Aug 2016 · Until 11 Sep 2017
Bedford Row Capital Advisers Limited (no longer appointed)
FRN 746464 · Appointed 9 May 2016 · Until 28 Dec 2017
Eldon Capital Management Limited (no longer appointed)
FRN 746465 · Appointed 9 May 2016 · Until 8 Oct 2020
1859 Cloud Limited (no longer appointed)
FRN 731375 · Appointed 11 Jan 2016 · Until 11 Feb 2019 · Tied agent
Enerfo Sugar Limited (no longer appointed)
FRN 718015 · Appointed 24 Sep 2015 · Until 13 Sep 2017
Arjun Infrastructure Partners Limited (no longer appointed)
FRN 709907 · Appointed 10 Jul 2015 · Until 9 Jul 2018
Stallion Advisers Limited (no longer appointed)
FRN 708804 · Appointed 2 Jul 2015 · Until 2 Mar 2023 · Tied agent
DASCO Partners Finance Limited (no longer appointed)
FRN 704442 · Appointed 1 Jun 2015 · Until 30 Nov 2015
Eastern Harmony Limited (no longer appointed)
FRN 680026 · Appointed 30 Mar 2015 · Until 13 Apr 2017
ALPIMA Ltd (no longer appointed)
FRN 671465 · Appointed 13 Feb 2015 · Until 26 Nov 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.