Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 23 Mar 2021)
- CF10 Compliance Oversight (1 Mar 2019 to 28 Nov 2019)
- CF30 Customer (1 Mar 2019 to 8 Dec 2019)
- CF4 Partner (1 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (20 Sep 2017 to 28 Feb 2019)
- CF4 Partner (AR) (21 Mar 2017 to 28 Feb 2019)
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- CF21 Investment Adviser (5 Mar 2004 to 9 Mar 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.