Laven Advisors LLP

Date authorised
1 April 2013
Companies House
OC312558
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Laven Partners Ltd
    11 Old Jewry
    London
    City Of London
    EC2R 8DU
    UNITED KINGDOM
    Phone
    +4402078380010
    Web
    https://www.lavenpartners.com

  • Complaints Contact

    Laven Partners Ltd
    11 Old Jewry
    London
    City Of London
    EC2R 8DU
    UNITED KINGDOM
    Phone
    +4402078380010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nathan Sutton

    IRN NXS00618

    • CF30 Customer (since 3 Jun 2024)
    • CF1 Director (AR) (since 3 Jun 2024)
  • Naveen Anandakumar

    IRN NXA00214

    • CF30 Customer (since 27 Jun 2022)
    • CF1 Director (AR) (since 27 Jun 2022)
    • [FCA CF] Client dealing (20 Jun 2022 to 30 Jun 2022)
    • [FCA CF] Material risk taker (20 Jun 2022 to 30 Jun 2022)
  • Neil Adamson Richardson

    IRN NAR01030

    • CF4 Partner (AR) (30 Apr 2012 to 16 Feb 2016)
    • CF30 Customer (30 Apr 2012 to 16 Feb 2016)
  • Netanel Laizer

    IRN NXL19536

    • CF30 Customer (31 Aug 2019 to 25 Mar 2020)
    • CF1 Director (AR) (31 Aug 2019 to 25 Mar 2020)
  • Nicholas Bidmead

    IRN NXB00343

    • [FCA CF] Material risk taker (since 20 May 2022)
    • [FCA CF] Client dealing (since 20 May 2022)
    • CF1 Director (AR) (since 6 May 2022)
    • CF30 Customer (since 6 May 2022)
  • Nicholas John Rickard

    IRN NJR01043

    • CF1 Director (AR) (8 Dec 2016 to 2 Nov 2017)
    • CF30 Customer (8 Dec 2016 to 2 Nov 2017)
  • Nicholas Kingsley Duxbury

    IRN NXD00346

    • CF1 Director (AR) (since 4 Jun 2025)
  • Nicholas Mark Finegold

    IRN NMF01011

    • CF1 Director (AR) (since 6 Oct 2025)
    • CF30 Customer (since 6 Oct 2025)
  • Nicolas Christian Maduz

    IRN NCM01067

    • [FCA CF] Significant management (1 Jul 2020 to 30 Nov 2021)
    • [FCA CF] Material risk taker (1 Jul 2020 to 30 Nov 2021)
  • Nicolas Vagner

    IRN NFV00004

    • CF1 Director (AR) (17 May 2022 to 30 Apr 2024)
    • CF30 Customer (17 May 2022 to 30 Apr 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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