LaSalle Investment Management

• Principal Place of Business

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

  Web

  https://www.lasalle.com

• Complaints Contact

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Christopher Wolfgang Morley Zeuner

  IRN CWZ01000

  • CF30 Customer (1 Mar 2012 to 30 Aug 2017)
• Colin James Blackmore

  IRN CJB01230

  • CF30 Customer (1 Mar 2012 to 29 Jun 2012)
• Craig Spencer White

  IRN CXW00213

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
• DARREN ROBINSON

  IRN DXR01711

  • [FCA CF] Manager of certification employee (since 31 Jan 2025)
  • [FCA CF] Material risk taker (since 31 Dec 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Mar 2023)
  • CF30 Customer (5 Nov 2018 to 8 Dec 2019)
• Dan Witte

  IRN DXW00229

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Aug 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2024)
• Daniel Mahoney

  IRN DXM00853

  • [FCA CF] Material risk taker (since 20 Feb 2023)
  • [FCA CF] Client dealing (since 20 Feb 2023)
  • [FCA CF] Manager of certification employee (since 20 Feb 2023)
  • [FCA CF] Significant management (since 20 Feb 2023)
• Daniel Pottorff

  IRN DXP01398

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2020)
  • CF30 Customer (26 Jul 2018 to 8 Dec 2019)
• Daniella Williams

  IRN DXR00419

  • [FCA CF] Client dealing (since 26 Jan 2023)
• David Baskeyfield

  IRN DXB01952

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2022)
  • CF30 Customer (13 May 2008 to 8 Dec 2019)
• David Eugene White

  IRN DEW01083

  • [FCA CF] Material risk taker (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 1 Nov 2021)
  • [FCA CF] Manager of certification employee (since 1 Nov 2021)
  • [FCA CF] Material risk taker (1 Mar 2022 to 1 Mar 2023)

No changes recorded yet.