Date authorised
1 April 2013
Companies House
02597050
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    La Salle
    78 St. James's Street
    London
    Westminster
    SW1A 1JB
    UNITED KINGDOM
    Phone
    +4402078524261
  • Complaints Contact

    La Salle
    78 St. James's Street
    London
    Westminster
    SW1A 1JB
    UNITED KINGDOM
    Phone
    +4402078524261

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Anthony Richards

    IRN PAR01108

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF27 Investment Management (30 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
  • Paul Beasley

    IRN PXB01469

    • CF30 Customer (1 Nov 2007 to 25 Oct 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 25 Oct 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Paul Meierdierck

    IRN PXM00843

    • [FCA CF] Client dealing (since 1 Mar 2026)
  • Paul Richard Till

    IRN PXT00119

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Apr 2022)
  • Paula Jingyu Li

    IRN PXL09415

    • CF30 Customer (13 Dec 2018 to 8 Dec 2019)
  • Peter Drexler

    IRN PXD02055

    • [FCA CF] Client dealing (1 Mar 2022 to 16 Nov 2022)
  • Peter Malcolm Manley

    IRN PMM01078

    • Responsible for Insurance Mediation (14 Jan 2005 to 16 Mar 2006)
    • CF11 Money Laundering Reporting (10 Feb 2003 to 16 Mar 2006)
    • CF10 Compliance Oversight (10 Feb 2003 to 16 Mar 2006)
    • CF1 Director (1 Dec 2001 to 9 Aug 2006)
    • CF13 Finance (1 Dec 2001 to 16 Mar 2006)
  • Petra Blazkova

    IRN PXB00249

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
  • Philip Duncun Wardle

    IRN PXW00165

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
  • Philip John Payton Nell

    IRN PJN01023

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Feb 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2021)
    • CF30 Customer (20 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.