Date authorised
1 July 2014
Companies House
OC388966
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Curzon Street
    London
    W1J 8PE
    UNITED KINGDOM
    Phone
    +442072905500
  • Complaints Contact

    65 Curzon Street
    London
    W1J 8PE
    UNITED KINGDOM
    Phone
    +442072905500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sam Lammens

    IRN SXL00395

    • [FCA CF] Client dealing (5 Jan 2022 to 1 Dec 2022)
  • Sam O'Riordan

    IRN SXO67409

    • [FCA CF] Client dealing (since 15 Jul 2024)
  • Samuel Charles Joab

    IRN SCJ01024

    • [FCA CF] Client dealing (4 Feb 2020 to 28 May 2025)
    • CF30 Customer (7 Apr 2015 to 8 Dec 2019)
  • Sarah Imogen May-Su Kong

    IRN SIK01018

    • [FCA CF] Significant management (since 13 Jun 2024)
    • [FCA CF] Material risk taker (since 13 Jun 2024)
  • Shang Zhao Liew

    IRN SZL01001

    • [FCA CF] Client dealing (4 Feb 2020 to 13 Sep 2022)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • Shashwat Verma

    IRN SXV01267

    • [FCA CF] Client dealing (since 4 Feb 2020)
    • CF30 Customer (1 Jul 2014 to 14 Nov 2014)
  • Sjoerd de Koning

    IRN SXD02430

    • [FCA CF] Client dealing (4 Feb 2020 to 9 Jun 2023)
    • CF30 Customer (17 May 2017 to 8 Dec 2019)
  • Sophia Myriam Hart

    IRN SMH01087

    • [FCA CF] Client dealing (4 Feb 2020 to 1 Dec 2021)
    • CF30 Customer (13 Mar 2018 to 8 Dec 2019)
  • Stephen Christopher Kirk

    IRN SCK01017

    • CF30 Customer (1 Jul 2014 to 18 Aug 2014)
    • CF4 Partner (1 Jul 2014 to 31 Dec 2014)
  • Stuart Grant Roden

    IRN SGR01031

    • CF4 Partner (1 Jul 2014 to 31 Mar 2019)
    • CF30 Customer (1 Jul 2014 to 4 Jan 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.