Stephen Christopher Kirk

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Caxton Associates LLP
FRN 504390
- [FCA CF] Client dealing (since 12 Dec 2022)
Pelham Capital Ltd (no longer approved here)
FRN 615375
- CF30 Customer (1 Sep 2015 to 1 Mar 2018)
Lansdowne Partners (UK) LLP (no longer approved here)
FRN 613543
- CF30 Customer (1 Jul 2014 to 18 Aug 2014)
- CF4 Partner (1 Jul 2014 to 31 Dec 2014)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (12 Oct 2002 to 31 Jan 2005)
DB UK Bank Limited (no longer approved here)
FRN 140848
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.