Date authorised
1 July 2014
Companies House
OC388966
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    65 Curzon Street
    London
    W1J 8PE
    UNITED KINGDOM
    Phone
    +442072905500
  • Complaints Contact

    65 Curzon Street
    London
    W1J 8PE
    UNITED KINGDOM
    Phone
    +442072905500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Emmanuel Regnier

    IRN PER01060

    • CF30 Customer (21 Dec 2016 to 30 Nov 2018)
  • Paul Russell Dewinter

    IRN PRD01060

    • [FCA CF] Client dealing (since 4 Feb 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2014 to 8 Dec 2019)
  • Paul Simon Andrew Sheppard

    IRN PSS01038

    • [FCA CF] Client dealing (4 Feb 2020 to 1 Dec 2021)
    • [FCA CF] Significant management (4 Feb 2020 to 1 Dec 2021)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2014 to 9 Dec 2019)
  • Per Axel Lekander

    IRN PAL01139

    • [FCA CF] Client dealing (4 Feb 2020 to 1 Dec 2021)
    • SMF27 Partner (9 Dec 2019 to 1 Dec 2021)
    • CF4 Partner (4 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (25 Sep 2014 to 8 Dec 2019)
  • Peter Graham Davies

    IRN PGD01027

    • SMF9 Chair of the Governing Body (since 8 Apr 2026)
    • [FCA CF] Client dealing (since 4 Feb 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2014 to 8 Dec 2019)
  • Rafal Gutaj

    IRN RXG01666

    • [FCA CF] Client dealing (4 Feb 2020 to 1 Dec 2021)
    • CF30 Customer (22 May 2019 to 8 Dec 2019)
  • Rastko Miletic

    IRN RXM02395

    • CF30 Customer (1 Jul 2014 to 28 Feb 2019)
  • Reto Martin Tuffli

    IRN RMT01102

    • CF30 Customer (1 Jul 2014 to 1 Apr 2015)
    • CF4 Partner (1 Jul 2014 to 8 Jul 2016)
  • Rhys Vernals

    IRN RXV00140

    • [FCA CF] Significant management (since 5 Feb 2025)
  • Rohit Agarwal

    IRN RXA01348

    • CF30 Customer (25 Sep 2014 to 7 Nov 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.