Date authorised
21 February 2017
Companies House
OC411478
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    London
    City Of London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900
  • Complaints Contact

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert James Greenwood

    IRN RXG00546

    • CF30 Customer (7 Oct 2024 to 6 May 2025)
  • Robert John Leadbetter

    IRN RXL00175

    • CF30 Customer (since 1 Oct 2024)
  • Robert Malcolm Hatch

    IRN RXH00875

    • CF1 Director (AR) (since 3 Sep 2025)
  • Robert Perry

    IRN RRP01031

    • CF30 Customer (since 28 Nov 2025)
  • Robert William Middleton Brook

    IRN RWB01133

    • CF1 Director (AR) (since 11 Jun 2025)
    • CF30 Customer (since 11 Jun 2025)
  • Robert William Short

    IRN RWS01081

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 5 Jul 2022)
    • CF4 Partner (21 Feb 2017 to 8 Dec 2019)
    • CF3 Chief Executive (21 Feb 2017 to 8 Dec 2019)
  • Robert Wolstenholme

    IRN RXW01303

    • CF30 Customer (2 Jun 2017 to 23 Sep 2019)
    • CF4 Partner (AR) (2 Jun 2017 to 23 Sep 2019)
  • Roberto Ardagna

    IRN RXA01228

    • CF2 Non Executive Director (AR) (6 Jul 2022 to 25 Oct 2022)
    • CF30 Customer (1 Mar 2018 to 25 Oct 2022)
    • CF1 Director (AR) (1 Mar 2018 to 6 Jul 2022)
  • Robyn Smith

    IRN RXS00444

    • CF4 Partner (AR) (since 7 Oct 2025)
    • CF30 Customer (since 7 Oct 2025)
  • Rory Matthew Buck

    IRN RMB01206

    • CF30 Customer (25 Feb 2019 to 30 Nov 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.