Date authorised
21 February 2017
Companies House
OC411478
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Broadwalk House
    5 Appold Street
    London
    City Of London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900
  • Complaints Contact

    Broadwalk House
    5 Appold Street
    London
    EC2A 2DA
    UNITED KINGDOM
    Phone
    +442035977900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel David Boakes

    IRN DXB00938

    • CF1 Director (AR) (since 8 Sep 2025)
    • CF30 Customer (since 8 Sep 2025)
  • Daniel Gorzawski

    IRN DXG01468

    • CF3 Chief Executive (AR) (since 7 Jul 2022)
    • CF30 Customer (since 7 Jul 2022)
    • CF4 Partner (AR) (since 7 Jul 2022)
  • Daniel Green

    IRN DSG01042

    • CF30 Customer (since 19 Oct 2022)
  • Daniel Harris Weintraub

    IRN DXW00494

    • CF1 Director (AR) (since 28 Jul 2022)
  • Daniel Latshaw

    IRN DXL01743

    • CF2 Non Executive Director (AR) (since 23 Nov 2022)
  • Daniel Michael Cahill

    IRN DXC00189

    • CF1 Director (AR) (since 8 Feb 2021)
  • Daniel Morgan Kelly

    IRN DXK14982

    • CF30 Customer (since 17 May 2019)
    • CF4 Partner (AR) (since 17 May 2019)
  • Daniel Wong

    IRN DCW01081

    • CF30 Customer (9 May 2022 to 20 Jan 2025)
    • CF4 Partner (AR) (9 May 2022 to 20 Jan 2025)
  • Daniel Zinic

    IRN DXZ01034

    • CF30 Customer (17 Apr 2020 to 29 Apr 2026)
  • Darren James Jordan

    IRN DJJ01052

    • CF30 Customer (since 23 Jan 2025)
    • CF4 Partner (AR) (23 Jan 2025 to 1 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.