Landmark IFA Limited

• Principal Place of Business

  4 Broad Street

  Stamford

  PE9 1PB

  UNITED KINGDOM

  Phone

  +4401780761313

  Web

  https://www.landmarkifa.co.uk

• Complaints Contact

  4 Broad Street

  Stamford

  PE9 1PB

  UNITED KINGDOM

  Phone

  +4401780761313

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Felicity Ellen Smith

  IRN FES01020

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Jun 2019 to 8 Dec 2019)
• Gary Kurt Weaver

  IRN GKW00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
• Graeme Cook

  IRN GXC01767

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
  • [FCA CF] Client dealing (since 11 Jul 2022)
• Jacob Wright

  IRN JXW09055

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2020)
  • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
• James Peter Lambert

  IRN JPL00005

  • CF1 Director (AR) (11 Apr 2013 to 4 Aug 2015)
  • CF30 Customer (11 Apr 2013 to 2 Dec 2015)
• James Ryan Martin

  IRN JXM01393

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 12 Jun 2023)
• Jane Christine Bailey

  IRN JCB01183

  • CF30 Customer (7 May 2014 to 7 Feb 2018)
• John Anthony Kellas-Kelly

  IRN JAK01097

  • CF10 Compliance Oversight (15 Dec 2009 to 29 Jan 2016)
  • CF30 Customer (1 Nov 2007 to 29 Jan 2016)
  • CF21 Investment Adviser (11 Aug 2005 to 31 Oct 2007)
  • CF1 Director (4 Aug 2005 to 29 Jan 2016)
  • CF8 Apportionment and Oversight (4 Aug 2005 to 31 Mar 2009)
  • CF22 Investment Adviser (Trainee) (24 Feb 2004 to 11 Aug 2005)
• John Michael Sherrard

  IRN JMS00055

  • CF30 Customer (1 Nov 2007 to 28 Mar 2012)
  • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 Jan 2006 to 2 May 2007)
• Joshua Kenneth Fay

  IRN JKF01033

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (27 Feb 2017 to 8 Dec 2019)

• Morgan Pettefar Financial Limited (no longer appointed)

  FRN 920940 · Appointed 10 Feb 2020 · Until 6 Feb 2023

• Brackenbury (IFA) Limited (no longer appointed)

  FRN 176750 · Appointed 25 May 2016 · Until 23 Mar 2018

• Trigon Financial Solutions Ltd (no longer appointed)

  FRN 520938 · Appointed 14 Mar 2013 · Until 2 Sep 2015

No changes recorded yet.