Felicity Ellen Smith

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Landmark IFA Limited

    FRN 225538

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jun 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (10 Sep 2018 to 19 Mar 2019)
  • Andy R. Palmer Wealth Management Ltd (no longer approved here)

    FRN 516175

    • (1)Employed By (10 Sep 2018 to 19 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Andy R. Palmer Wealth Management Ltd

  2. controlled function added: (1)Employed By at Andy R. Palmer Wealth Management Ltd