Landesbank Baden-Wurttemberg

• Principal Place of Business

  Landesbank Baden-Wuerttemberg

  London Branch

  6th Floor

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402078268000

  Web

  https://www.lbbw-international.com

• Complaints Contact

  Landesbank Baden-Wuerttemberg

  London Branch

  6th Floor

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402078268000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Bettina Barbara Abberger

  IRN BBA01018

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 16 Feb 2017)
  • CF11 Money Laundering Reporting (8 May 2015 to 6 Mar 2016)
• Boris Tadic

  IRN BXT01086

  • CF30 Customer (15 Dec 2009 to 15 Oct 2014)
• Brandon Reginald Sears

  IRN BRS01024

  • CF26 Customer Trading (10 Oct 2003 to 31 Mar 2006)
  • CF21 Investment Adviser (10 Oct 2003 to 31 Mar 2006)
• Brett Emms

  IRN BAE01013

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF26 Customer Trading (10 Sep 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
• Catherine Conlon

  IRN CXC00658

  • [FCA CF] Client dealing (since 20 Feb 2023)
  • [FCA CF] Material risk taker (20 Feb 2023 to 24 Jul 2024)
• Christina Moschou

  IRN MXC02116

  • CF30 Customer (11 Jun 2008 to 13 Oct 2008)
• Christopher John Williams

  IRN CJW01233

  • [FCA CF] Material risk taker (since 3 Sep 2018)
  • [FCA CF] Client dealing (since 3 Sep 2018)
• Claus Walter Trabold

  IRN CWT01029

  • CF30 Customer (20 Mar 2008 to 15 Apr 2010)
• Craig Brett Prosser

  IRN CBP01021

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Material risk taker (since 7 Mar 2016)
• Darran Goddard

  IRN DCG01098

  • SMF4 Chief Risk (since 21 Jul 2022)
  • SMF4 Chief Risk (19 Apr 2021 to 21 Jul 2022)
  • [FCA CF] Significant management (27 Nov 2018 to 24 Jul 2024)
  • SMF21 EEA Branch Senior Manager (EBSM) (5 Jun 2017 to 26 Nov 2018)

No changes recorded yet.