Date authorised
1 December 2001
Companies House
FC009484
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Landesbank Baden-Wuerttemberg
    London Branch
    6th Floor
    100 Liverpool Street
    London
    EC2M 2AT
    UNITED KINGDOM
    Phone
    +4402078268000
  • Complaints Contact

    Landesbank Baden-Wuerttemberg
    London Branch
    6th Floor
    100 Liverpool Street
    London
    EC2M 2AT
    UNITED KINGDOM
    Phone
    +4402078268000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tarek Hard

    IRN TJH01094

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Jul 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Jul 2024)
    • CF30 Customer (8 Sep 2008 to 6 Mar 2016)
  • Thomas Uwe Knecht

    IRN TUK01000

    • CF11 Money Laundering Reporting (22 Feb 2011 to 7 May 2015)
  • Thorben Kremers

    IRN TXK01253

    • CF30 Customer (31 Jan 2008 to 19 Mar 2010)
  • Timo Maik Wahl

    IRN TMW01089

    • CF30 Customer (3 Aug 2015 to 6 Mar 2016)
  • Timo Wahl

    IRN TXW00214

    • [FCA CF] Client dealing (since 7 Mar 2016)
  • Uwe Blottner

    IRN UXB01025

    • CF30 Customer (1 Nov 2007 to 15 May 2009)
    • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
    • CF26 Customer Trading (4 Apr 2007 to 31 Oct 2007)
  • William James Franklin

    IRN WJF01018

    • CF21 Investment Adviser (13 May 2004 to 21 Jan 2005)
    • CF26 Customer Trading (13 May 2004 to 21 Jan 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.