Landesbank Baden-Wurttemberg
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Landesbank Baden-WuerttembergLondon Branch6th Floor100 Liverpool StreetLondonEC2M 2ATUNITED KINGDOM- Phone
- +4402078268000
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Complaints Contact
Landesbank Baden-WuerttembergLondon Branch6th Floor100 Liverpool StreetLondonEC2M 2ATUNITED KINGDOM- Phone
- +4402078268000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional, Deposit
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Tarek Hard
IRN TJH01094
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Jul 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 24 Jul 2024)
- CF30 Customer (8 Sep 2008 to 6 Mar 2016)
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Thomas Uwe Knecht
IRN TUK01000
- CF11 Money Laundering Reporting (22 Feb 2011 to 7 May 2015)
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Thorben Kremers
IRN TXK01253
- CF30 Customer (31 Jan 2008 to 19 Mar 2010)
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Timo Maik Wahl
IRN TMW01089
- CF30 Customer (3 Aug 2015 to 6 Mar 2016)
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Timo Wahl
IRN TXW00214
- [FCA CF] Client dealing (since 7 Mar 2016)
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Uwe Blottner
IRN UXB01025
- CF30 Customer (1 Nov 2007 to 15 May 2009)
- CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
- CF26 Customer Trading (4 Apr 2007 to 31 Oct 2007)
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William James Franklin
IRN WJF01018
- CF21 Investment Adviser (13 May 2004 to 21 Jan 2005)
- CF26 Customer Trading (13 May 2004 to 21 Jan 2005)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.