Landesbank Baden-Wurttemberg
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Landesbank Baden-WuerttembergLondon Branch6th Floor100 Liverpool StreetLondonEC2M 2ATUNITED KINGDOM- Phone
- +4402078268000
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Complaints Contact
Landesbank Baden-WuerttembergLondon Branch6th Floor100 Liverpool StreetLondonEC2M 2ATUNITED KINGDOM- Phone
- +4402078268000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional, Deposit
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nordine Farsi
IRN NXF01065
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Jul 2024)
- CF30 Customer (18 Mar 2008 to 6 Mar 2016)
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Oliver Shaw
IRN OCS01003
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (7 Mar 2016 to 24 Jul 2024)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Jul 2024)
- CF30 Customer (28 May 2013 to 6 Mar 2016)
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Pallav Patiar
IRN PXP01334
- [FCA CF] Client dealing (since 1 Jun 2023)
- [FCA CF] Material risk taker (1 Jun 2023 to 25 Jul 2024)
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Paul Michael Murphy
IRN PMM01051
- CF30 Customer (10 Feb 2011 to 6 Mar 2016)
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Paul Simon Newman
IRN PSN01014
- CF30 Customer (7 Sep 2010 to 10 Jul 2012)
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Paul Willers
IRN PXW01251
- [FCA CF] Client dealing (since 15 Apr 2024)
- [FCA CF] Material risk taker (15 Apr 2024 to 24 Jul 2024)
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Paul Wright
IRN PXW01240
- [FCA CF] Client dealing (since 1 Oct 2024)
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Peter Graham Thomas
IRN PGT01035
- CF11 Money Laundering Reporting (1 Dec 2001 to 17 Apr 2009)
- CF10 Compliance Oversight (1 Dec 2001 to 5 Aug 2008)
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Peter Maurer
IRN PXM00783
- [FCA CF] Material risk taker (since 8 Aug 2025)
- [FCA CF] Client dealing (since 8 Aug 2025)
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Peter Richard Walsh
IRN PRW01066
- CF30 Customer (14 Feb 2011 to 6 Mar 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.