Date authorised
1 December 2001
Companies House
FC009484
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Landesbank Baden-Wuerttemberg
    London Branch
    6th Floor
    100 Liverpool Street
    London
    EC2M 2AT
    UNITED KINGDOM
    Phone
    +4402078268000
  • Complaints Contact

    Landesbank Baden-Wuerttemberg
    London Branch
    6th Floor
    100 Liverpool Street
    London
    EC2M 2AT
    UNITED KINGDOM
    Phone
    +4402078268000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nordine Farsi

    IRN NXF01065

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Jul 2024)
    • CF30 Customer (18 Mar 2008 to 6 Mar 2016)
  • Oliver Shaw

    IRN OCS01003

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 24 Jul 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Jul 2024)
    • CF30 Customer (28 May 2013 to 6 Mar 2016)
  • Pallav Patiar

    IRN PXP01334

    • [FCA CF] Client dealing (since 1 Jun 2023)
    • [FCA CF] Material risk taker (1 Jun 2023 to 25 Jul 2024)
  • Paul Michael Murphy

    IRN PMM01051

    • CF30 Customer (10 Feb 2011 to 6 Mar 2016)
  • Paul Simon Newman

    IRN PSN01014

    • CF30 Customer (7 Sep 2010 to 10 Jul 2012)
  • Paul Willers

    IRN PXW01251

    • [FCA CF] Client dealing (since 15 Apr 2024)
    • [FCA CF] Material risk taker (15 Apr 2024 to 24 Jul 2024)
  • Paul Wright

    IRN PXW01240

    • [FCA CF] Client dealing (since 1 Oct 2024)
  • Peter Graham Thomas

    IRN PGT01035

    • CF11 Money Laundering Reporting (1 Dec 2001 to 17 Apr 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 5 Aug 2008)
  • Peter Maurer

    IRN PXM00783

    • [FCA CF] Material risk taker (since 8 Aug 2025)
    • [FCA CF] Client dealing (since 8 Aug 2025)
  • Peter Richard Walsh

    IRN PRW01066

    • CF30 Customer (14 Feb 2011 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.