Lancaster Investment Management LLP

• Principal Place of Business

  Yalding House

  152-156 Great Portland St

  London

  W1W 5QA

  UNITED KINGDOM

  Phone

  +442078421030

  Web

  https://www.lancasterim.co.uk

• Complaints Contact

  Yalding House

  152-156 Great Portland St

  London

  W1W 5QA

  UNITED KINGDOM

  Phone

  +442078421030

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Richard Lamplough

  IRN CRL01049

  • SMF1 Chief Executive (since 1 Jul 2021)
  • SMF16 Compliance Oversight (since 1 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (14 Mar 2011 to 8 Dec 2019)
  • CF4 Partner (14 Mar 2011 to 8 Dec 2019)
• Daniel Mark Davies

  IRN DMD01039

  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2024)
  • CF30 Customer (30 Apr 2013 to 8 Dec 2019)
  • CF4 Partner (30 Apr 2013 to 8 Dec 2019)
• Daniel Wiener

  IRN DPW01026

  • SMF27 Partner (9 Dec 2019 to 1 Apr 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2021)
  • CF10 Compliance Oversight (13 Jan 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 Jan 2012 to 8 Dec 2019)
  • CF3 Chief Executive (4 Jan 2011 to 8 Dec 2019)
  • CF4 Partner (25 Oct 2010 to 8 Dec 2019)
  • CF30 Customer (25 Oct 2010 to 8 Dec 2019)
• Fahad Ahmad Khan

  IRN FAK01015

  • CF30 Customer (8 Dec 2009 to 21 Oct 2011)
• Hafiz Haneef Chagani

  IRN HXC14550

  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Aug 2024)
  • CF4 Partner (16 Jul 2019 to 8 Dec 2019)
• James Benjamin Roycroft

  IRN JBR01041

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF27 Investment Management
  • CF10 Compliance Oversight (26 Nov 2007 to 27 Nov 2007)
  • CF30 Customer (26 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (26 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Nov 2007 to 27 Nov 2007)
• James Kostoris

  IRN JXK01745

  • [FCA CF] Client dealing (13 Sep 2023 to 31 May 2024)
• James Michael Joseph Spalton

  IRN JMS01397

  • [FCA CF] Client dealing (since 22 Sep 2023)
• James Robert Hanbury

  IRN JRH01204

  • [FCA CF] Manager of certification employee (since 13 Sep 2023)
  • [FCA CF] Client dealing (since 13 Sep 2023)
• James Walter Grimston

  IRN JWG01088

  • [FCA CF] Client dealing (since 13 Sep 2023)

No changes recorded yet.