Date authorised
22 July 1987
Companies House
00292093
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    Level 29
    London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +442071709000
  • Complaints Contact

    20 Fenchurch Street
    Level 29
    London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +442071709000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samantha Churchill

    IRN SXC03073

    • SMF24 Chief Operations (since 30 Jun 2023)
    • SMF3 Executive Director (since 30 Jun 2023)
    • SMF5 Head of Internal Audit (9 Jul 2019 to 30 Jun 2023)
  • Sameer Keshani

    IRN SXK02575

    • SMF20 Chief Actuary (10 Dec 2018 to 30 Jun 2019)
    • SMF4 Chief Risk (10 Dec 2018 to 17 May 2019)
    • SIMF20 Chief Actuary Function (16 May 2018 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (16 May 2018 to 9 Dec 2018)
  • Sarah Rogers

    IRN SXR00090

    • [PRA CF] Key function holder (5 Jun 2023 to 31 May 2024)
  • Simon William David Fraser

    IRN SXF00319

    • SMF13 Chair of the Nominations Committee (31 Jan 2019 to 18 May 2023)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 18 May 2023)
    • SIMF12 Chair of the Remuneration Committee (1 May 2018 to 9 Dec 2018)
  • Stephen Daniel Yeo

    IRN SDY01006

    • [PRA CF] Key function holder (since 1 Jan 2020)
  • Steven Michael Hartley

    IRN SMH01292

    • SIMF5 Head of Internal Audit Function (16 May 2016 to 30 Oct 2018)
  • William Andrew McKee

    IRN WAM01077

    • SMF1 Chief Executive (10 Dec 2018 to 1 Feb 2019)
    • SIMF1 Chief Executive Function (12 Sep 2017 to 9 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.