This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

L M Financial Services

Watch for changes

FRN: 229871

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Richard Tyson
IRN ART00012
- (5)Employed By (4 Feb 2005 to 3 Nov 2007)
David Arthur Makepeace
IRN DAM00021
- (2)Employed By (20 Mar 2006 to 14 Apr 2006)
Malcolm Tresadern
IRN MXT00033
- (3)Employed By (8 Dec 2003 to 8 Oct 2004)
Neil Derek Goddard
IRN NDG01024
- (1)Employed By (20 Mar 2006 to 14 Apr 2006)
Stephen John Walters
IRN SJW01289
- (4)Employed By (13 Jan 2005 to 18 Oct 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.