Stephen John Walters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage Advice Bureau Limited

    FRN 455545

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Mar 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Mar 2020)
    • CF1 Director (AR) (17 Sep 2019 to 10 Mar 2020)
  • Lincoln Financial Services Ltd (no longer approved here)

    FRN 468942

    • CF30 Customer (1 Nov 2007 to 29 Jul 2011)
    • Responsible for Insurance Mediation (31 Aug 2007 to 29 Jul 2011)
    • CF1 Director (31 Aug 2007 to 29 Jul 2011)
    • CF11 Money Laundering Reporting (31 Aug 2007 to 29 Jul 2011)
    • CF21 Investment Adviser (31 Aug 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (7 Nov 2003 to 27 Jan 2005)
    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 7 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.