KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Robert Randall

  IRN SRR00004

  • [FCA CF] Functions requiring qualifications (14 Feb 2023 to 31 Aug 2025)
  • [FCA CF] Client dealing (14 Feb 2023 to 31 Aug 2025)
• Steven Paul Egginton

  IRN SPE01050

  • [FCA CF] Client dealing (1 Sep 2022 to 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (1 Sep 2022 to 1 Jul 2025)
• Stewart Thompson

  IRN GST01022

  • [FCA CF] Client dealing (11 Jun 2022 to 5 Jun 2024)
  • [FCA CF] Functions requiring qualifications (11 Jun 2022 to 5 Jun 2024)
• Susan Jane Roughley

  IRN SJR01259

  • CF1 Director (25 Aug 2011 to 16 Feb 2018)
• Susan Thompson

  IRN SXT01491

  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 31 May 2024)
  • [FCA CF] Client dealing (7 Dec 2020 to 31 May 2024)
• TIMOTHY BAGGALEY

  IRN TXB00159

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
• Thomas Collins

  IRN TXC00379

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Oct 2023)
  • [FCA CF] Client dealing (since 11 Oct 2023)
• Thomas Holland

  IRN TCH01057

  • [FCA CF] Functions requiring qualifications (11 Jun 2022 to 24 Oct 2025)
  • [FCA CF] Client dealing (11 Jun 2022 to 24 Oct 2025)
• Thomas Oliver Waite

  IRN TOW01003

  • [FCA CF] Client dealing (1 Mar 2021 to 3 Feb 2023)
  • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 3 Feb 2023)
• Thomasina Mathews

  IRN TXM00019

  • CF1 Director (1 Dec 2001 to 4 Jul 2011)

No changes recorded yet.