Date authorised
1 April 2013
Companies House
06801718
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nations House
    103 Wigmore Street
    London
    W1U 1QS
    UNITED KINGDOM
    Phone
    +4402080505717
  • Complaints Contact

    Nations House
    103 Wigmore Street
    London
    W1U 1QS
    UNITED KINGDOM
    Phone
    +442080505717

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gunnar Sigurdsson

    IRN GXS02589

    • SMF3 Executive Director (30 Jun 2023 to 6 Dec 2023)
    • CF1 Director (AR) (1 Sep 2020 to 1 Jan 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 6 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2023)
    • CF1 Director (3 Mar 2017 to 6 May 2019)
    • CF30 Customer (3 Mar 2017 to 8 Dec 2019)
    • CF3 Chief Executive (3 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Mar 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Mar 2017 to 5 Jun 2018)
  • Hafsteinn Hauksson

    IRN HXH01443

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Mar 2019 to 8 Dec 2019)
  • Hannes Frimann Hrolfsson

    IRN HFH01011

    • CF30 Customer (22 May 2017 to 20 Sep 2017)
    • CF1 Director (22 May 2017 to 20 Sep 2017)
  • Helgi Thor Bergs

    IRN HTB01005

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (26 Aug 2020 to 1 Jan 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Feb 2026)
    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • Iris Arna Johannsdottir

    IRN IAJ01021

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 May 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2020)
    • CF10 Compliance Oversight (19 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (18 Sep 2017 to 19 Jun 2018)
    • CF1 Director (18 Sep 2017 to 8 Dec 2019)
  • James John Russell

    IRN JXR00959

    • [FCA CF] Client dealing (since 28 Jul 2025)
  • Jonathan Richard Salisbury

    IRN JXS04007

    • [FCA CF] Material risk taker (since 7 Jul 2025)
    • [FCA CF] Client dealing (since 7 Jul 2025)
  • Kenneth James Gribben Hillen

    IRN KXH86768

    • CF3 Chief Executive (AR) (17 Jul 2020 to 1 Jan 2022)
    • CF30 Customer (17 Jul 2020 to 1 Jan 2022)
    • CF1 Director (AR) (2 Jul 2020 to 1 Jan 2022)
  • Magnus Ingi Einarsson

    IRN MXE22285

    • SMF3 Executive Director (7 Jan 2020 to 10 Dec 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Apr 2022)
  • Massimiliano Walter Alberto Zorza

    IRN MWZ01001

    • CF1 Director (AR) (8 Jan 2021 to 18 Aug 2021)
    • CF30 Customer (8 Jan 2021 to 18 Aug 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.