Date authorised
1 April 2013
Companies House
06801718
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nations House
    103 Wigmore Street
    London
    W1U 1QS
    UNITED KINGDOM
    Phone
    +4402080505717
  • Complaints Contact

    Nations House
    103 Wigmore Street
    London
    W1U 1QS
    UNITED KINGDOM
    Phone
    +442080505717

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maxime Bonnet

    IRN MXB01018

    • [FCA CF] Client dealing (since 21 Oct 2022)
  • Orvar Kaernested

    IRN OXK01042

    • CF30 Customer (28 Jul 2011 to 3 May 2017)
    • CF3 Chief Executive (28 Jul 2011 to 3 May 2017)
    • CF1 Director (28 Jul 2011 to 3 May 2017)
  • Ragnar Pall Dyer

    IRN RXD81133

    • Director of firm who is not a certification employee or a SMF manager (24 Jun 2022 to 31 Dec 2022)
    • CF1 Director (AR) (2 Jun 2020 to 1 May 2021)
  • Richard Beenstock

    IRN RXB01731

    • SMF1 Chief Executive (since 7 Feb 2024)
    • [FCA CF] Material risk taker (since 7 Dec 2023)
    • [FCA CF] Client dealing (since 7 Dec 2023)
    • CF10 Compliance Oversight (28 Jul 2011 to 22 May 2017)
    • CF11 Money Laundering Reporting (28 Jul 2011 to 22 May 2017)
    • CF30 Customer (28 Jul 2011 to 22 May 2017)
    • CF1 Director (28 Jul 2011 to 22 May 2017)
  • Sigthor Jonsson

    IRN SXJ01842

    • CF30 Customer (1 Aug 2018 to 1 Jun 2019)
  • Sigurdur Vidarsson

    IRN SXV00138

    • [FCA CF] Client dealing (28 Feb 2024 to 28 Aug 2024)
    • [FCA CF] Material risk taker (28 Feb 2024 to 28 Aug 2024)
    • SMF9 Chair of the Governing Body (25 Oct 2023 to 28 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2023 to 28 Feb 2024)
  • Timothy John Smalley

    IRN TXS03600

    • Director of firm who is not a certification employee or a SMF manager (since 17 Nov 2020)
  • Vala Gudmundsdottir

    IRN VXG00095

    • Director of firm who is not a certification employee or a SMF manager (since 28 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.