KROLL SECURITIES LTD.

Date authorised
1 April 2013
Companies House
06029386
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927
    Web
    https://www.kroll.com

  • Complaints Contact

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gemma Henriette Johanna Bloemen

    IRN GXB00438

    • CF30 Customer (23 Nov 2022 to 26 Apr 2024)
    • CF4 Partner (AR) (23 Nov 2022 to 26 Apr 2024)
  • Gengyu Li

    IRN GXL10541

    • CF30 Customer (24 Apr 2020 to 2 Jul 2021)
  • George Wheeler

    IRN GXW00208

    • CF1 Director (AR) (since 3 Oct 2025)
    • CF30 Customer (since 28 Feb 2025)
  • Georges Aboud

    IRN GXA08180

    • CF30 Customer (15 Nov 2018 to 23 May 2025)
    • CF1 Director (AR) (15 Nov 2018 to 23 May 2025)
  • Gerald Stewart Warwick

    IRN GSW01064

    • CF1 Director (AR) (19 Jan 2024 to 13 Jun 2024)
  • Gianluca Vialli

    IRN GXV01225

    • CF2 Non Executive Director (AR) (22 Mar 2016 to 1 Sep 2016)
    • CF1 Director (AR) (7 Mar 2016 to 22 Mar 2016)
  • Gintas Karpavicius

    IRN GXK00237

    • CF30 Customer (23 Jun 2024 to 30 Aug 2024)
  • Glenn Inniss

    IRN GXI01117

    • CF3 Chief Executive (AR) (15 Aug 2016 to 1 Oct 2019)
    • CF30 Customer (15 Aug 2016 to 1 Oct 2019)
    • CF1 Director (AR) (15 Aug 2016 to 1 Oct 2019)
  • Glenn Victor Kim

    IRN GVK01003

    • CF30 Customer (10 May 2021 to 5 Dec 2023)
  • Gregory Alan White

    IRN GXW00029

    • CF3 Chief Executive (AR) (26 Jan 2021 to 30 Jul 2021)
    • CF1 Director (AR) (26 Jan 2021 to 30 Jul 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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