KROLL SECURITIES LTD.

• Principal Place of Business

  The News Building, Level 6

  3 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402070890927

  Web

  https://www.kroll.com

• Complaints Contact

  The News Building, Level 6

  3 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402070890927

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Munish Varma

  IRN MXV01049

  • CF30 Customer (19 May 2023 to 1 May 2025)
  • CF1 Director (AR) (19 May 2023 to 1 May 2025)
• Myles Gordon Phillips

  IRN MXP09231

  • CF30 Customer (since 2 May 2023)
• Nabila Kazi

  IRN NXK00169

  • CF30 Customer (9 Feb 2022 to 29 Nov 2024)
• Nader Elias Moghrabi

  IRN NXM00337

  • CF30 Customer (9 Feb 2022 to 29 Nov 2024)
  • CF1 Director (AR) (9 Feb 2022 to 29 Nov 2024)
• Naiara Irastorza

  IRN NXI01023

  • CF30 Customer (11 Feb 2021 to 18 Feb 2021)
• Nancy Flewelling

  IRN NXF00044

  • CF30 Customer (27 Jan 2021 to 30 Dec 2022)
• Nasir Sharaf Alsharif

  IRN NXA20291

  • CF3 Chief Executive (AR) (13 Sep 2019 to 31 Dec 2022)
  • CF1 Director (AR) (13 Sep 2019 to 31 Dec 2022)
  • CF30 Customer (13 Sep 2019 to 31 Dec 2022)
• Natalia Joubrina

  IRN NXJ01126

  • CF30 Customer (16 Aug 2022 to 25 Feb 2023)
• Natasha Marie Dillon

  IRN NXD00293

  • CF30 Customer (20 Dec 2024 to 27 Mar 2026)
• Nathan Addo Mintah

  IRN NAM01133

  • CF1 Director (AR) (since 21 Jan 2026)
  • CF30 Customer (since 21 Jan 2026)

• Origin Primary Limited (no longer appointed)

  FRN 695471 · Appointed 24 Nov 2015 · Until 29 Jan 2016 · Tied agent

• Capital For Business Limited (no longer appointed)

  FRN 723152 · Appointed 26 Oct 2015 · Until 30 Apr 2018

• PrimeRevenue Capital Management Limited (no longer appointed)

  FRN 714307 · Appointed 19 Aug 2015 · Until 1 Jul 2019

• Zodiac Seven Limited (no longer appointed)

  FRN 713383 · Appointed 10 Aug 2015 · Until 31 May 2017 · Tied agent

• The Private Capital Club Limited (no longer appointed)

  FRN 712245 · Appointed 30 Jul 2015 · Until 17 Apr 2018

• Mustard Seed Impact Ltd (no longer appointed)

  FRN 710912 · Appointed 21 Jul 2015 · Until 6 Nov 2015

No changes recorded yet.