Munish Varma

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ONE INVESTMENT MANAGEMENT GROUP UK LTD

    FRN 999599

    • SMF3 Executive Director (since 1 May 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (19 May 2023 to 1 May 2025)
    • CF1 Director (AR) (19 May 2023 to 1 May 2025)
  • One Investment Management Group UK Ltd. (no longer approved here)

    FRN 995823

    • (13)Employed By (19 May 2023 to 1 May 2025)
  • SB Investment Advisers (UK) Limited (no longer approved here)

    FRN 785149

    • [FCA CF] Manager of certification employee (9 Dec 2020 to 19 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2020 to 19 Aug 2022)
    • CF30 Customer (11 Dec 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Mar 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Apr 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 17 Mar 2017)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2011 to 27 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.