KROLL SECURITIES LTD.

Watch for changes

FRN: 466588
Date authorised: 1 April 2013
Companies House: 06029386
Last scraped: 2 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The News Building, Level 6

3 London Bridge Street

London

SE1 9SG

UNITED KINGDOM

Phone

+4402070890927

Web

https://www.kroll.com
Complaints Contact

The News Building, Level 6

3 London Bridge Street

London

SE1 9SG

UNITED KINGDOM

Phone

+4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Daniel Ian Long
IRN DIL01004
- CF30 Customer (since 4 Jan 2024)
Daniel John Leavy
IRN DXL00505
- CF30 Customer (since 23 Sep 2024)
Daniel John Matthews
IRN DJM01534
- CF30 Customer (11 Jun 2021 to 16 Sep 2021)
Daniel Jones
IRN DXJ01259
- CF30 Customer (6 Jan 2021 to 31 Aug 2021)
- CF4 Partner (AR) (6 Jan 2021 to 31 Aug 2021)
Daniel Nolan
IRN DXN01241
- SMF3 Executive Director (9 Dec 2019 to 12 Jun 2020)
- CF1 Director (11 Sep 2019 to 8 Dec 2019)
- CF30 Customer (5 Jan 2018 to 8 Dec 2019)
Daniel Robin Greene
IRN DXG01950
- CF1 Director (AR) (since 10 Nov 2025)
- CF30 Customer (since 10 Nov 2025)
Daniel Smith
IRN DXS00055
- CF30 Customer (5 Jan 2021 to 31 Aug 2021)
- CF4 Partner (AR) (5 Jan 2021 to 31 Aug 2021)
Daniel Theodore Merriam
IRN DXM00839
- CF30 Customer (since 19 Jan 2023)
- CF1 Director (AR) (since 19 Jan 2023)
Daniel Thomas Wilcockson
IRN DXW00241
- CF30 Customer (2 Mar 2022 to 21 May 2024)
Daniel Tobias Perroud
IRN DXP00620
- CF1 Director (AR) (6 Sep 2024 to 31 Aug 2025)
- CF30 Customer (6 Sep 2024 to 31 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Zetland Capital Partners LLP (no longer appointed)
FRN 758932 · Appointed 20 Sep 2016 · Until 5 Jun 2017
Elite Club Deal Limited (no longer appointed)
FRN 753214 · Appointed 19 Jul 2016 · Until 10 Feb 2017 · Tied agent
GII CAPITAL ADVISORS LIMITED (no longer appointed)
FRN 750384 · Appointed 20 Jun 2016 · Until 1 Oct 2019 · Tied agent
Avery Row Capital Partners LLP (no longer appointed)
FRN 750077 · Appointed 15 Jun 2016 · Until 1 Dec 2016
Lintel Capital UK Advisors LLP (no longer appointed)
FRN 748300 · Appointed 26 May 2016 · Until 19 Feb 2019
Tifosy Limited (no longer appointed)
FRN 738981 · Appointed 2 Mar 2016 · Until 1 Sep 2016 · Tied agent
Jaguar Asset Advisors Ltd (no longer appointed)
FRN 736473 · Appointed 12 Feb 2016 · Until 4 Jan 2017
SNR Global Ltd (no longer appointed)
FRN 734570 · Appointed 29 Jan 2016 · Until 1 Sep 2016
Leon Partners Limited (no longer appointed)
FRN 729415 · Appointed 18 Dec 2015 · Until 31 Mar 2016
Brightstar Partners Ltd (no longer appointed)
FRN 726954 · Appointed 26 Nov 2015 · Until 3 Jun 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.