KROLL SECURITIES LTD.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The News Building, Level 63 London Bridge StreetLondonSE1 9SGUNITED KINGDOM- Phone
- +4402070890927
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Complaints Contact
The News Building, Level 63 London Bridge StreetLondonSE1 9SGUNITED KINGDOM- Phone
- +4402070890927
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Antony Brian O'Sullivan
IRN ABO01003
- CF1 Director (AR) (17 Feb 2023 to 14 Oct 2025)
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Antony Rabar
IRN AXR02681
- CF30 Customer (27 Oct 2016 to 3 Jun 2019)
- CF3 Chief Executive (AR) (27 Oct 2016 to 3 Jun 2019)
- CF1 Director (AR) (27 Oct 2016 to 3 Jun 2019)
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Anurag Verma
IRN AXV01099
- CF30 Customer (since 28 Apr 2023)
- CF1 Director (AR) (since 28 Apr 2023)
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Archibald Soames
IRN AXS02891
- CF30 Customer (since 28 Feb 2025)
- CF1 Director (AR) (since 28 Feb 2025)
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Arthur Chattey
IRN AXC00987
- CF30 Customer (11 Jan 2023 to 27 Jul 2023)
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Ashley De Anna Lozier
IRN AXL00553
- CF30 Customer (12 Apr 2023 to 5 Mar 2024)
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Ashley Richard Abraham
IRN ARA01026
- CF2 Non Executive Director (AR) (15 Feb 2018 to 15 Jun 2018)
- CF30 Customer (15 Feb 2018 to 15 Jun 2018)
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Audrey O'Neill
IRN AXO00212
- CF30 Customer (30 Sep 2022 to 5 Mar 2024)
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Aylin Ryan Luck
IRN AXR19653
- CF30 Customer (6 Sep 2019 to 15 Mar 2024)
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Bart Josee Luc Julia Prosper Van Nuffel
IRN BJV01013
- CF1 Director (AR) (28 Dec 2016 to 1 Oct 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Zetland Capital Partners LLP (no longer appointed)
FRN 758932 · Appointed 20 Sep 2016 · Until 5 Jun 2017
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Elite Club Deal Limited (no longer appointed)
FRN 753214 · Appointed 19 Jul 2016 · Until 10 Feb 2017 · Tied agent
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GII CAPITAL ADVISORS LIMITED (no longer appointed)
FRN 750384 · Appointed 20 Jun 2016 · Until 1 Oct 2019 · Tied agent
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Avery Row Capital Partners LLP (no longer appointed)
FRN 750077 · Appointed 15 Jun 2016 · Until 1 Dec 2016
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Lintel Capital UK Advisors LLP (no longer appointed)
FRN 748300 · Appointed 26 May 2016 · Until 19 Feb 2019
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Tifosy Limited (no longer appointed)
FRN 738981 · Appointed 2 Mar 2016 · Until 1 Sep 2016 · Tied agent
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Jaguar Asset Advisors Ltd (no longer appointed)
FRN 736473 · Appointed 12 Feb 2016 · Until 4 Jan 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.