KROLL SECURITIES LTD.
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
The News Building, Level 63 London Bridge StreetLondonSE1 9SGUNITED KINGDOM- Phone
- +4402070890927
-
Complaints Contact
The News Building, Level 63 London Bridge StreetLondonSE1 9SGUNITED KINGDOM- Phone
- +4402070890927
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
-
Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Derrick Roberts Estes
IRN DRE01046
- CF1 Director (AR) (since 22 Aug 2025)
- CF30 Customer (since 22 Aug 2025)
-
Dexter Blake, III
IRN DXB02709
- CF30 Customer (8 Oct 2016 to 26 Oct 2016)
-
Dipish Rai
IRN DXR01933
- CF30 Customer (28 May 2019 to 15 Jan 2021)
-
Dominic Andrew Joseph Wilson
IRN DAW01255
- CF3 Chief Executive (AR) (25 Mar 2021 to 16 Aug 2022)
- CF30 Customer (25 Mar 2021 to 16 Aug 2022)
- CF4 Partner (AR) (25 Mar 2021 to 16 Aug 2022)
-
Dominic Capolongo
IRN DXC02580
- CF1 Director (AR) (26 Jan 2017 to 1 Jul 2019)
- CF30 Customer (26 Jan 2017 to 1 Jul 2019)
-
Dominic Charles Edward Bidwell
IRN DCB01067
- CF30 Customer (20 Mar 2018 to 22 May 2019)
-
Dominic James Lilley
IRN DXL00524
- CF30 Customer (since 2 Jan 2025)
-
Dominic Lee Spiri
IRN DLS01114
- CF4 Partner (AR) (26 Jan 2023 to 8 Jan 2024)
-
Dominik Dolenec
IRN DXD01319
- CF30 Customer (28 Apr 2017 to 23 Apr 2020)
- CF4 Partner (AR) (28 Apr 2017 to 23 Apr 2020)
-
Donal Thomas O'Sullivan
IRN DTO00013
- CF30 Customer (15 Jun 2018 to 2 May 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Nexus Investment Partners LLP (no longer appointed)
FRN 802428 · Appointed 21 Feb 2018 · Until 20 Dec 2018
-
Waha Capital International LLP (no longer appointed)
FRN 792836 · Appointed 31 Oct 2017 · Until 25 Jun 2019
-
Jensen Capital Partners Ltd (no longer appointed)
FRN 792174 · Appointed 23 Oct 2017 · Until 11 Oct 2018 · Tied agent
-
Origami Capital Partners UK LLP (no longer appointed)
FRN 624539 · Appointed 1 Sep 2017 · Until 31 Aug 2018 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.