Dominic Lee Spiri

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

I SQUARED CAPITAL ADVISORS (UK) LLP
FRN 989366
- SMF27 Partner (since 8 Jan 2024)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF4 Partner (AR) (26 Jan 2023 to 8 Jan 2024)
I Squared Capital Advisors (UK) LLP (no longer approved here)
FRN 990333
- (9)Employed By (26 Jan 2023 to 8 Jan 2024)
Terra Firma Capital Partners Limited (no longer approved here)
FRN 208680
- (130)CF1 Director (26 Nov 2015 to 22 May 2018)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (130)CF1 Director at Terra Firma Capital Partners Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.