KROLL SECURITIES LTD.

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FRN: 466588
Date authorised: 1 April 2013
Companies House: 06029386
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The News Building, Level 6

3 London Bridge Street

London

SE1 9SG

UNITED KINGDOM

Phone

+4402070890927

Web

https://www.kroll.com
Complaints Contact

The News Building, Level 6

3 London Bridge Street

London

SE1 9SG

UNITED KINGDOM

Phone

+4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Daniel Ian Long
IRN DIL01004
- CF30 Customer (since 4 Jan 2024)
Daniel John Leavy
IRN DXL00505
- CF30 Customer (since 23 Sep 2024)
Daniel John Matthews
IRN DJM01534
- CF30 Customer (11 Jun 2021 to 16 Sep 2021)
Daniel Jones
IRN DXJ01259
- CF30 Customer (6 Jan 2021 to 31 Aug 2021)
- CF4 Partner (AR) (6 Jan 2021 to 31 Aug 2021)
Daniel Nolan
IRN DXN01241
- SMF3 Executive Director (9 Dec 2019 to 12 Jun 2020)
- CF1 Director (11 Sep 2019 to 8 Dec 2019)
- CF30 Customer (5 Jan 2018 to 8 Dec 2019)
Daniel Robin Greene
IRN DXG01950
- CF1 Director (AR) (since 10 Nov 2025)
- CF30 Customer (since 10 Nov 2025)
Daniel Smith
IRN DXS00055
- CF30 Customer (5 Jan 2021 to 31 Aug 2021)
- CF4 Partner (AR) (5 Jan 2021 to 31 Aug 2021)
Daniel Theodore Merriam
IRN DXM00839
- CF30 Customer (since 19 Jan 2023)
- CF1 Director (AR) (since 19 Jan 2023)
Daniel Thomas Wilcockson
IRN DXW00241
- CF30 Customer (2 Mar 2022 to 21 May 2024)
Daniel Tobias Perroud
IRN DXP00620
- CF1 Director (AR) (6 Sep 2024 to 31 Aug 2025)
- CF30 Customer (6 Sep 2024 to 31 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

All Seas Capital Partners Ltd (no longer appointed)
FRN 912870 · Appointed 2 Sep 2019 · Until 4 Jan 2021 · Tied agent
Financial Services Capital Partners LLP (no longer appointed)
FRN 845159 · Appointed 2 Jul 2019 · Until 12 Dec 2024
WS & C Investments Advisory UK LLP (no longer appointed)
FRN 844626 · Appointed 24 Jun 2019 · Until 12 Nov 2019 · Tied agent
Corten Advisors UK LLP (no longer appointed)
FRN 841842 · Appointed 13 May 2019 · Until 2 Jan 2020 · Tied agent
Berkeley Capital And Asset Development Limited (no longer appointed)
FRN 840408 · Appointed 17 Apr 2019 · Until 8 Jul 2019
Fort International Limited (no longer appointed)
FRN 839844 · Appointed 9 Apr 2019 · Until 31 Aug 2022
Lakemore Partners UK Limited (no longer appointed)
FRN 837603 · Appointed 21 Mar 2019 · Until 31 Dec 2024
PARAVENE CAPITAL UK LTD (no longer appointed)
FRN 834081 · Appointed 20 Feb 2019 · Until 7 Feb 2025
Pareto Capital Advisers Limited (no longer appointed)
FRN 831120 · Appointed 16 Jan 2019 · Until 9 Apr 2021 · Tied agent
Alpha Beta Capital (Europe) Limited (no longer appointed)
FRN 830640 · Appointed 11 Jan 2019 · Until 1 Aug 2019 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.