KROLL SECURITIES LTD.

Date authorised
1 April 2013
Companies House
06029386
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927
    Web
    https://www.kroll.com

  • Complaints Contact

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Ian Long

    IRN DIL01004

    • CF30 Customer (since 4 Jan 2024)
  • Daniel John Leavy

    IRN DXL00505

    • CF30 Customer (since 23 Sep 2024)
  • Daniel John Matthews

    IRN DJM01534

    • CF30 Customer (11 Jun 2021 to 16 Sep 2021)
  • Daniel Jones

    IRN DXJ01259

    • CF30 Customer (6 Jan 2021 to 31 Aug 2021)
    • CF4 Partner (AR) (6 Jan 2021 to 31 Aug 2021)
  • Daniel Nolan

    IRN DXN01241

    • SMF3 Executive Director (9 Dec 2019 to 12 Jun 2020)
    • CF1 Director (11 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (5 Jan 2018 to 8 Dec 2019)
  • Daniel Robin Greene

    IRN DXG01950

    • CF1 Director (AR) (since 10 Nov 2025)
    • CF30 Customer (since 10 Nov 2025)
  • Daniel Smith

    IRN DXS00055

    • CF30 Customer (5 Jan 2021 to 31 Aug 2021)
    • CF4 Partner (AR) (5 Jan 2021 to 31 Aug 2021)
  • Daniel Theodore Merriam

    IRN DXM00839

    • CF30 Customer (since 19 Jan 2023)
    • CF1 Director (AR) (since 19 Jan 2023)
  • Daniel Thomas Wilcockson

    IRN DXW00241

    • CF30 Customer (2 Mar 2022 to 21 May 2024)
  • Daniel Tobias Perroud

    IRN DXP00620

    • CF1 Director (AR) (6 Sep 2024 to 31 Aug 2025)
    • CF30 Customer (6 Sep 2024 to 31 Aug 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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