KROLL SECURITIES LTD.

Date authorised
1 April 2013
Companies House
06029386
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927
    Web
    https://www.kroll.com

  • Complaints Contact

    The News Building, Level 6
    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Waldo de Vleeschauwer

    IRN WXD00057

    • CF3 Chief Executive (AR) (14 Jul 2022 to 31 Aug 2023)
    • CF1 Director (AR) (14 Jul 2022 to 31 Aug 2023)
    • CF30 Customer (14 Jul 2022 to 31 Aug 2023)
  • Waqas Fehmi

    IRN WXF01072

    • CF1 Director (AR) (since 10 Oct 2025)
    • CF30 Customer (since 10 Oct 2025)
  • Wei-Hsin Ning

    IRN WXN17452

    • CF30 Customer (19 Jul 2019 to 31 Dec 2024)
  • Werner Prinsloo

    IRN WXP01153

    • CF30 Customer (7 Sep 2017 to 30 Sep 2019)
    • CF1 Director (AR) (7 Sep 2017 to 30 Sep 2019)
    • CF3 Chief Executive (AR) (7 Sep 2017 to 30 Sep 2019)
  • William Hartley

    IRN WXH00082

    • [FCA CF] Client dealing (since 7 Dec 2021)
  • William Henry Warren Norman

    IRN WXN00047

    • [FCA CF] Client dealing (since 23 Apr 2025)
  • William John Arnold

    IRN WJA01028

    • CF30 Customer (17 Jan 2018 to 8 Dec 2019)
  • William John Grant Rhind

    IRN WXR01067

    • CF1 Director (AR) (15 Feb 2018 to 31 Aug 2022)
  • William Mark Crowther

    IRN WMC01035

    • CF30 Customer (since 14 Jan 2022)
    • CF1 Director (AR) (14 Jan 2022 to 6 Jan 2025)
  • William Michael Sexton

    IRN WXS00145

    • CF30 Customer (5 Jul 2023 to 31 Mar 2024)
    • CF1 Director (AR) (5 Jul 2023 to 31 Mar 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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