KROLL SECURITIES LTD.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The News Building, Level 63 London Bridge StreetLondonSE1 9SGUNITED KINGDOM- Phone
- +4402070890927
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Complaints Contact
The News Building, Level 63 London Bridge StreetLondonSE1 9SGUNITED KINGDOM- Phone
- +4402070890927
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael Moriarty
IRN MJM01516
- CF30 Customer (23 Jan 2020 to 23 Apr 2020)
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Michael Patrick Whealon
IRN MPW01043
- CF30 Customer (8 Apr 2020 to 30 Jul 2025)
- CF4 Partner (AR) (8 Apr 2020 to 10 Oct 2023)
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Michael Raynes
IRN MXR01320
- CF30 Customer (24 Jan 2018 to 28 May 2019)
- CF4 Partner (AR) (24 Jan 2018 to 28 May 2019)
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Michael Statz
IRN MXS01782
- CF1 Director (AR) (11 Apr 2019 to 31 Aug 2022)
- CF30 Customer (11 Apr 2019 to 31 Aug 2022)
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Michael William Thomas Crosby
IRN MXC19668
- CF30 Customer (5 Sep 2019 to 17 Dec 2019)
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Michele Ludovico Ernesto Dan
IRN MLD01037
- CF30 Customer (10 Jun 2009 to 12 Jun 2009)
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Miguel Sanchez Gonzalez
IRN MXS04996
- CF30 Customer (since 26 Feb 2024)
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Mihail Ivanov
IRN MXI01221
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
- CF30 Customer (26 Sep 2017 to 8 Dec 2019)
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Miroslav Boublik
IRN MXB22846
- CF4 Partner (AR) (1 Nov 2019 to 1 Jan 2023)
- CF30 Customer (1 Nov 2019 to 12 Dec 2024)
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Mohamad Abouchalbak
IRN MXA86422
- CF30 Customer (since 26 Jun 2020)
- CF1 Director (AR) (since 26 Jun 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Green Sky Advisors Limited (no longer appointed)
FRN 967432 · Appointed 12 Jan 2022 · Until 7 Dec 2023
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Blue Fire AI Capital Limited (no longer appointed)
FRN 961825 · Appointed 28 Oct 2021 · Until 1 Jul 2025
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Breeze Corporate Finance Limited (no longer appointed)
FRN 958401 · Appointed 14 Sep 2021 · Until 1 Feb 2023
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Therium Capital Management Limited (no longer appointed)
FRN 953477 · Appointed 23 Jun 2021 · Until 12 Feb 2025
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.