Michael Patrick Whealon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vemi Capital Limited (no longer approved here)
FRN 986548
- Employed By (5 Oct 2023 to 30 Jul 2025)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (8 Apr 2020 to 30 Jul 2025)
- CF4 Partner (AR) (8 Apr 2020 to 10 Oct 2023)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF30 Customer (9 Oct 2017 to 8 Dec 2019)
Crito Capital LLP (no longer approved here)
FRN 681420
- CF1 Director (AR) (4 Feb 2016 to 30 Jun 2017)
Allspring Global Investments (UK) Limited (no longer approved here)
FRN 190608
- CF30 Customer (19 Jul 2010 to 12 Sep 2011)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.