KROLL SECURITIES LTD.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The News Building, Level 63 London Bridge StreetLondonSE1 9SGUNITED KINGDOM- Phone
- +4402070890927
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Complaints Contact
The News Building, Level 63 London Bridge StreetLondonSE1 9SGUNITED KINGDOM- Phone
- +4402070890927
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Horace McIntyre
IRN JXM04320
- CF1 Director (AR) (since 5 Sep 2025)
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James Kenneth Alexander Barbour-Smith
IRN JKB01044
- CF30 Customer (8 Dec 2022 to 8 Feb 2023)
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James Lee Connop
IRN JXC00050
- CF1 Director (AR) (17 Sep 2020 to 7 Sep 2022)
- CF30 Customer (17 Sep 2020 to 20 Jan 2023)
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James Matthew McAuliffe
IRN JMM01449
- CF30 Customer (since 10 Nov 2025)
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James Michael West
IRN JXW00418
- CF30 Customer (since 26 Feb 2026)
- CF1 Director (AR) (since 26 Feb 2026)
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James Nicholas Marsh
IRN JNM01079
- CF1 Director (AR) (since 15 Aug 2023)
- CF30 Customer (since 2 May 2023)
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James Oliver Farrell
IRN JXF00437
- CF30 Customer (5 Oct 2022 to 11 Feb 2026)
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James Peter Barber
IRN JPB01205
- CF30 Customer (28 May 2020 to 31 Dec 2020)
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James Tyler Boyle
IRN JXB20279
- CF30 Customer (13 Sep 2019 to 19 Oct 2021)
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James William Thoby Fisher
IRN JWF01028
- CF1 Director (AR) (27 Dec 2017 to 27 Apr 2018)
- CF30 Customer (23 Nov 2017 to 27 Apr 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Green Sky Advisors Limited (no longer appointed)
FRN 967432 · Appointed 12 Jan 2022 · Until 7 Dec 2023
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Blue Fire AI Capital Limited (no longer appointed)
FRN 961825 · Appointed 28 Oct 2021 · Until 1 Jul 2025
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Breeze Corporate Finance Limited (no longer appointed)
FRN 958401 · Appointed 14 Sep 2021 · Until 1 Feb 2023
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Therium Capital Management Limited (no longer appointed)
FRN 953477 · Appointed 23 Jun 2021 · Until 12 Feb 2025
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.