James William Thoby Fisher

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF1 Director (AR) (27 Dec 2017 to 27 Apr 2018)
- CF30 Customer (23 Nov 2017 to 27 Apr 2018)
Capital For Business Limited (no longer approved here)
FRN 723152
- Employed By (23 Nov 2017 to 27 Apr 2018)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF30 Customer (1 Nov 2007 to 11 Oct 2017)
- CF27 Investment Management (2 Apr 2002 to 31 Oct 2007)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF30 Customer (1 Nov 2007 to 11 Oct 2017)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.