KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Warren Michael Scott

  IRN WMS01030

  • CF23 Corporate Finance Adviser (7 Dec 2005 to 30 Apr 2007)
• Wenceslao Serrano Serrano

  IRN WXS00121

  • [FCA CF] Client dealing (since 1 Dec 2021)
• William George Blacoe

  IRN WGB01023

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 27 Feb 2007)
• William Griffith

  IRN WXG00088

  • [FCA CF] Client dealing (since 3 Dec 2024)
• William Iain Watson

  IRN WIW01003

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 13 Jun 2005)
• William James Aitken

  IRN WJA00001

  • [FCA CF] Client dealing (since 1 Jun 2025)
• William James Wright

  IRN WXW00042

  • CF3 Chief Executive (AR) (22 Apr 2021 to 23 Apr 2021)
  • CF1 Director (AR) (22 Apr 2021 to 28 Mar 2022)
• William Jenks

  IRN WJJ01013

  • CF30 Customer (18 Dec 2013 to 8 Dec 2019)
• William John Nunes Nabarro

  IRN WJN01016

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 Jun 2003)
• William Thompson

  IRN WXT00076

  • [FCA CF] Client dealing (11 May 2023 to 10 Jun 2024)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.