KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Xavier Woodward

    IRN XJW01002

    • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Yin Huey Lee

    IRN YHL01000

    • CF23 Corporate Finance Adviser (28 Oct 2004 to 26 Sep 2005)
  • Yoon Jian Chong

    IRN YJC01004

    • CF30 Customer (23 Nov 2011 to 21 Oct 2015)
  • Zoe Davidson

    IRN ZXD01006

    • CF30 Customer (13 Dec 2016 to 13 Feb 2019)
    • CF23 Corporate Finance Adviser (28 Sep 2004 to 31 Oct 2007)
  • Zoe Louise Clarke

    IRN ZLC01001

    • CF30 Customer (15 Jan 2018 to 19 Jun 2019)
    • CF23 Corporate Finance Adviser (31 Aug 2007 to 31 Oct 2007)
  • alex John McGowan

    IRN AXM05811

    • [FCA CF] Client dealing (since 9 Feb 2026)
  • callum shields

    IRN CXS01096

    • [FCA CF] Client dealing (since 8 Dec 2025)
  • dane houlahan

    IRN DXH01945

    • CF30 Customer (17 Oct 2013 to 22 Jan 2018)
  • laurence crook

    IRN LXC00626

    • [FCA CF] Client dealing (18 Dec 2024 to 7 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.