KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Carolan

    IRN MXC02852

    • CF30 Customer (18 Dec 2015 to 18 Sep 2017)
  • Michael David Blake

    IRN MDB01119

    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2010)
    • CF13 Finance (27 Feb 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (27 Feb 2003 to 31 Mar 2009)
    • CF4 Partner (27 Feb 2003 to 31 Mar 2010)
  • Michael David Gabriel

    IRN MDG01059

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 11 Nov 2002)
  • Michael David Mason-Williams

    IRN MDM01080

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Oct 2005)
  • Michael Downes

    IRN MXD00508

    • [FCA CF] Client dealing (since 1 Dec 2021)
  • Michael James Higgins

    IRN MJH01384

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
  • Michael John Frost

    IRN MJF01117

    • CF30 Customer (18 Jun 2009 to 30 Sep 2009)
  • Michael John Mortimor

    IRN MJM01329

    • CF30 Customer (19 Mar 2013 to 21 May 2018)
    • CF23 Corporate Finance Adviser (28 Apr 2005 to 31 Oct 2007)
  • Michael Kelvin Grist Stevens

    IRN MKS01030

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
  • Michael McDonagh

    IRN MXM01571

    • CF30 Customer (1 Nov 2007 to 10 Feb 2015)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.